JULY 29, 2016
As scandals, large fines and sanctions at financial services firms swirl in the press, what is really keeping Chief Compliance Officers awake at night? To answer that question, I asked Elin Cherry, Principal, Compliance Risk Concepts, Alma Agnotti, Managing Director, Navigant and Robert Powell, Director of Compliance, IPC to share their thoughts at a recent event. This is an edited version of that conversation.